- Capital One (Richmond, VA)
- HR Risk Management Advisor , Global Expansion Services- Senior Manager Senior HR Risk Management: Global Expansion Services - Risk Advisor The ... Global Expansion Services HR Risk Advisor will be aligned to the International Talent Expansion...Advisor will also partner with Legal and ERM ( Compliance , ORM, International Risk , etc.) to ensure… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. The Opportunity As a dedicated Business Risk and Controls Advisor Senior , positioned in Shared Services ... advisor to Business Operations, Process Owners, IT, Compliance , and Risk Management, influencing through strong...of influencing senior leaders and collaborating with Compliance , Risk Management, Business Operations, Audit, and… more
- Capital One (Plano, TX)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role ... Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality...third party compliance Maintain expert understanding of Compliance Risk Management Framework and applicable laws… more
- Truist (Richmond, VA)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...the BU, and ensure appropriate remediation. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and communication of Code of Conduct updates across the organization. Routinely interacts with senior leaders within Compliance , Risk , AML and across the ... Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. Collaborates with cross-functional teams… more
- Capital One (Mclean, VA)
- Principal Risk Advisor , Consumer Advisory | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... innovative solutions? As a member of the Consumer Advisory risk team within the Retail Bank Risk ...of business and have the opportunity to work with senior management to create and implement innovative solutions to… more
- Citigroup (Huntington, NY)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, etc.) ... The Wealth Relationship Advisor SAFE Act is a seasoned professional role....Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/AML and other … more
- Capital One (New York, NY)
- Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk ... under applicable federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure… more
- PNC (Dallas, TX)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's Commercial Real Estate organization, you will ... manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- M&T Bank (West Hartford, CT)
- …to ensure client goals and objectives are achieved. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
