• SVP Regulatory & Exam…

    Citigroup (New York, NY)
    …as a Regulatory and Exam Manager for Internal Audit's Regulatory Management team responsible for the promotion, support, monitoring and reporting on ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:**… more
    Citigroup (05/24/25)
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  • Risk Regulatory Engagement Lead - Banking…

    Citigroup (New York, NY)
    …Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management / resolution **Job Family ... Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York New York… more
    Citigroup (07/11/25)
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  • SVP , Investment Strategy

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …General Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** ... **Job Description Summary** The SVP , Investment Strategy is a senior member of the portfolio management team, with a dual focus on contributing to the investment… more
    Raymond James Financial, Inc. (07/18/25)
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  • SVP , Chief Risk Officer - Private Client

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... General Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary… more
    Raymond James Financial, Inc. (07/09/25)
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  • Third Party Risk 1LOD Group Manager, SVP

    Citigroup (Tampa, FL)
    …including implications of third-party and resilience risks. + Understanding of regulatory requirements including the Third-Party Risk Management and Outsourcing ... success. **Responsibilities** : + Develop and implement resilience and third-party risk management processes, staying updated with the latest risk management … more
    Citigroup (07/11/25)
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  • Enterprise Risk Governance Program Manager

    City National Bank (Phoenix, AZ)
    …financial performance, and risk and problem areas * Support and facilitate audit and regulatory exam activities related to Product and Change Risk * Build ... MANAGER* WHAT IS THE OPPORTUNITY? Under direction of the SVP , Enterprise Change Risk Management and Product...design or operating effectiveness for product and change risk management * Review and challenge regulatory remediation… more
    City National Bank (07/18/25)
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