- SMBC (New York, NY)
- …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
- Citigroup (New York, NY)
- …trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities span asset classes (Commodities, ... and Internal Audit findings. + Real-time monitoring of Citi's algorithmic trading activities for signs of disorderly trading . + Design, deliver, and… more
- MUFG (New York, NY)
- …closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe lead, Technology and Data ... Officers to build and support sustainable control assessment model + Own and enhance policy and procedures relating ICRO + Supports the execution of strategic initiatives in collaboration with internal and external stakeholders **Requirements:** +… more
- Citigroup (New York, NY)
- Counterparty Trading & Risk is a global business including XVA Trading , In-Business Credit Risk Management and Capital Management. XVA Trading is responsible ... and asset classes. In-Business Credit Risk Management works closely with XVA Trading , Institutional Credit management (ICM) and Risk to continually monitor and… more
- Wells Fargo (New York, NY)
- …of Market Abuse Risks and applicable rules and regulations across specific Sales and Trading business + In-depth knowledge of Supervision, Supervisory ... Banking (CIB) Markets COO division is seeking a manager at the Executive Director level to provide leadership and management covering Equities, Electronic Trading… more
- Mizuho Corporate Bank (New York, NY)
- …project management and talent development. Job Description Under the direction of the Director , execute a robust audit program including leading the timely ... About the Team The Internal Audit Department Americas (IADA) provides internal audit...trading or research (including equities, electronic and program trading , equity research, sales , trading … more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Citigroup (New York, NY)
- …Metals Sales /Structuring role at a Financial Institution or Commodities Trading House + Strong understanding of physical precious metals and physical financing ... technical authority across the full precious metals value chain, the Director Salesperson will be responsible for developing our Corporate and Institutional… more
- Citigroup (Houston, TX)
- The Commodities Energy Sales team is seeking a dynamic and eager Director level Energy Salesperson to join and grow within the team. The Director Salesperson ... and has the following general responsibilities: + Refine and implement sales /marketing strategy to improve Citi's client footprint and maximize associated revenue… more