- TEKsystems (St. Louis, MO)
- …questions. Interact with client personnel on a range of information. Required Qualifications: 2 years of Securities Operations support experience or ... Description In this contingent resource assignment you may: Support Securities Operations proactively seek ways to improve processes. Perform moderately complex… more
- Truist (Atlanta, GA)
- …degree in business-related field. 2 . Two or more years of Securities Operations experience. **General Description of Available Benefits for Eligible ... review the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This… more
- Atria Wealth Solutions (Vancouver, WA)
- …partnership with CUSO Financial Services, LP (CFS), is seeking an Investment Advisor Representative to provide investment services for members of Columbia CU in the ... area. About Columbia Credit Union Columbia CU is a full-service financial institution with $ 2 .3 billion in assets, over 100k members and we pride ourselves in our… more
- State of Montana (Helena, MT)
- …the representative is and/or has complied with the Montana Securities Act. * Seeks additional information from salesperson and investment adviser ... The Montana State Auditor's Office, Commissioner of Securities and Insurance (CSI) has an exciting opportunity...and BDW to protect investors and ensure the firm's operations in Montana are in the public's interest. *… more
- Thrivent Financial (Cottage Grove, MN)
- …is a direct support to the chief investment officer, and assists daily operations of the practice, including, but not limited to: preparing forms, drafting ... management system + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities)...submit. + Note CANNOT be listed as the servicing representative AND need to note their FA is selling… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Truist (Wilson, NC)
- …clients, attorneys, settlement agents, insurance agents, vendors and other internal partners. 2 . Independently work a pipeline of a wide variety of loan requests ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Truist (Charlotte, NC)
- …1. Significant experience at a sophisticated law firm or in-house counsel with securities regulatory legal experience 2 . Demonstrated knowledge of state and ... broker-dealer and investment adviser affiliates related to the regulation of securities products and investment advisory services to business constituents. The role… more
- Thrivent Financial (Belmond, IA)
- …Financial is a faith-based, not-for-profit financial services organization with approximately 2 .6 million members. As the nation's largest fraternal benefit society, ... and communicating inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to… more
- SMBC (Jersey City, NJ)
- …Americas Division ("AD"), inclusive of SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more