- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to provide coverage for American Depositary Receipts areas including Tax ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Principal Custody Solutions (PCS) team. If you enjoy working in ... this may be the position for you! As a ** Securities Operations Specialist II** ,...purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer… more
- Comerica (Farmington Hills, MI)
- …as a specialist within the Controller function, specifically the Comerica Securities Financial Operations team. The role performs internal and external ... financial accounting and reporting for Comerica Securities , a FINRA regulated broker-dealer and a subsidiary of Comerica, Inc. The person will perform robust… more
- MUFG (Tempe, AZ)
- …+ 5-7+ years of technical experience in cybersecurity, insider threat, incident response, security operations , or related information security field + ... and Imperva Data Security Fabric (DSF / Sonar) + Imperva Data Security Specialist (IDSS) certification strongly preferred + In-depth working knowledge of… more
- S&P Global (Dallas, TX)
- …action data for nearly three million equities, fixed income and structured securities , across more than 170 countries and territories. As financial firms face ... team provides our clients with complete, accurate, and timely events on their securities of interest to ensure proper calculations and processing to their beneficial… more
- HSBC (Jersey City, NJ)
- …of the Syndicate Operations function within MSS Ops, the New Issue Syndicate Operations Specialist plays a key role in supporting the issuance of HSBC ... with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: + Supporting the...and Global partners to ensure proper depository alignments of securities , with follow up and clearance on fails, and… more
- US Bank (St. Paul, MN)
- …from Day One. **Job Description** The Reference Data Services group is hiring a Custody Operations Specialist 3 to join their Asset Set Up team. Responsible for ... by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some...and procedures. This role will involve working with custody operations on the Trust 3000 and SWP applications. The… more
- …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... (system and manually generated) for closing packages including promissory notes, security agreements, funding information and other required documents in compliance… more
- Bank OZK (Little Rock, AR)
- …for the Trust and Wealth Division related to account administration and security transfers to include recording (data entry), balancing, reconciling, and reporting ... research and setup as requested by the Investment, Administrative, PHI and Operations departments. + Reconciles ex-date mutual fund positions and Held-Away positions… more