- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We're looking for a ** Securities Operations Specialist III ** to join our Trust & Custody PCS team in Minneapolis, MN! In this role, ... or equivalent + At least 5 years of experience in customer service, operations , financial services or business processing + Strong attention to detail and accuracy… more
- Truist (Orlando, FL)
- …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... Attorney. 3. Knowledge in various types of lending products including Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... Investment Banking Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** The Global Cybersecurity Operations Execution Specialist plays a pivotal role in driving the ... mature cyber risk management framework within the Global Security Operations Center. This position leads cross-functional initiatives, oversees operational… more
- MUFG (New York, NY)
- …details. **Summary:** We are seeking a highly experienced senior settlement system support specialist to serve as the technical bridge between our operations ... dealer settlement engine. The role demands deep expertise in trade flows, securities processing, cash management, and settlement across systems such as Broadridge… more
- Wells Fargo (Charlotte, NC)
- …training, military experience, education **Desired Qualifications:** + 2+ years of Securities Operations experience + Knowledge and Understanding of the ... **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Wholesale Operations team as a part of Corporate Investment… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be... Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be... Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist within the (XVA) and Macro Structured Solutions Trading desk team as a ... part of Corporate Investment Banking Operations . Learn more about the career areas and business...either CVA, DVA, FVA, MVA, Basel II and Basel III , SIMM/UMR/Margin knowledge, and Dodd-Frank + Experience with Microsoft… more
- MUFG (Tampa, FL)
- …guidelines and procedures. + Serve as a trusted partner to business, operations , development, risk and compliance teams providing database security subject matter ... of technical experience in cybersecurity, insider threat, incident response, security operations , or related information security field + Experience in the banking… more