- Citizens (Boston, MA)
- … control testing and monitoring, and training and awareness. + Lastly, the Principal Control Professional is responsible for incident management and ... and research, while intimately focusing on each client's unique circumstances. The Principal Control Analyst is responsible for conducting supervisory reviews of… more
- Wolters Kluwer (Princeton, NJ)
- ** Principal AI Engineer & Applied Researcher** **Job Description** Wolters Kluwer is a global leader in professional information services. Professionals in ... better understand complex legal issues in key areas like securities , tax, and other practices of law. VitalLaw AI...help create better client deliverables. In the role of Principal AI Engineer & Applied Researcher, you will take… more
- Citigroup (San Antonio, TX)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy, approach,… more
- JPMorgan Chase (Chicago, IL)
- …capabilities, and skills** + A minimum of 7 years of experience in the securities /investment industry. + Must hold FINRA Series 7 and one or more of the ... be met within 120 days of hire. + Demonstrated knowledge of relevant securities rules, regulations, guidelines, securities products, and industry practices. +… more
- Aflac (GA)
- …+ Detail oriented, with a highly disciplined approach to process and quality control + Ability to communicate results, complex topics and issues to management in ... statistical and mathematical financial techniques for independent fair valuations of securities including experience in model development, risk, valuation, and model… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as necessary. + Uses financial data and performance indicators to establish control mechanisms and other improvement initiatives. + Develop and administer policies, ... in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. +...7, 17, 37 or 38 or those who hold principal -level registrations: Series 4, 9/10, 14, 16, 23, 24,… more
- MUFG (Tampa, FL)
- …to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either a VP, Audit Lead or a Director, Sr. ... industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
- MUFG (Tempe, AZ)
- …also operating within industry best practices, applicable regulations, and external professional practice expectations + Build relationships with peers and clients ... organization and exhibit a high standard of performance and professional conduct that will create a culture of integrity...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
- Unitil (Hampton, NH)
- …areas of the Analyst role include: + Budgeting, Reporting, and Cost Control + Financial Modeling, Forecasting, and analysis supporting strategic decision making + ... have a strong understanding of utility regulation and the rate making structure. Principal Accountabilities: Time % End Results 20% Budgeting, Reporting, and Cost … more
- TD Bank (Marlton, NJ)
- …+ Responsible for implementing process changes to adhere to newly identified control gaps or introduction of additional regulatory requirements + Responsible for ... the review/decisioning of identified items + Partners with the Principal Review Unit and distribution to assist with NIGOs...to problem solve and work independently + Experience in professional services and with working with affluent clients is… more