- JPMorgan Chase (New York, NY)
- …impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services , you will ... for our clients. Be part of the dynamic Global Regulatory Practice team (with locations across Europe,...product and control partners. + Anticipate client demand for regulatory service solutions and adapt products/ services… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The role will be part of TD Securities Business Regulatory Initiatives (BRI) team which plays a lead role in ... to regulation and good practice principles for all jurisdictions in which TD Securities operates. BRI is a first line (1A) team which reports into the Business.… more
- 3M (Maplewood, MN)
- …and member of a United States bar in good standing; + Ten (10) years of securities law practice in a corporate in-house or law firm environment, with a thorough ... **Job Description:** **Director, Assistant General Counsel - Corporate & Securities ** **Collaborate with Innovative 3Mers Around the World** Choosing where to start… more
- Bristol Myers Squibb (Princeton, NJ)
- …in our work environment. We offer a wide variety of competitive benefits, services and programs that provide our employees with the resources to pursue their ... Read more: careers.bms.com/working-with-us . **Position:** Senior Corporate Counsel, Strategy, Securities , Governance & Purpose Law (Senior Director) **Location** :… more
- TD Bank (New York, NY)
- …tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice . **Responsibilities:** + ... integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework....Advise business areas on firm policies and procedures, regulatory requirements and industry best practice . +… more
- Bank of America (Pennington, NJ)
- Transaction Management Ops Analyst - Specialized Securities Services Pennington, New Jersey **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Pennington/Transaction-Management-Ops-Analyst Specialized- Securities - Services \_25039569) **Job Description:** At Bank of America,… more
- TD Bank (New York, NY)
- …will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice . In addition, this ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice . +...such as Title 12. + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- Citigroup (New York, NY)
- …Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency ... securities transactions and the negotiation of Master ...industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal… more
- Hawaiian Electric (Honolulu, HI)
- …the qualifications of the selected candidate. ASSOCIATE GENERAL COUNSEL (LITIGATION & REGULATORY ) JOB FUNCTION: Provide in-house legal services , with an emphasis ... inception to judgment and appeals. SENIOR ASSOCIATE GENERAL COUNSEL (LITIGATION & REGULATORY ) JOB FUNCTION: Provide in-house legal services , with an emphasis… more
- TXNM Energy (Albuquerque, NM)
- Regulatory Attorney III or IV Location: Albuquerque, NM, United States Job ID: 6087702 Date Posted:May 8, 2025 **POSTING DEADLINE** This position is posted until ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance… more
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