- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest . Assess and report on compliance risks,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- TD Bank (New York, NY)
- …Room at TD Securities. This role is critical in reviewing, managing and mitigating conflicts of interest across the firm's global business lines. The ideal ... environment. **Key Responsibilities:** + Identify, assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict ... TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room....Room. This role is critical in managing and mitigating conflicts of interest across the firm's global… more
- KeyBank (Plymouth Meeting, PA)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... 19462 **Job Summary** The Sr Merchant Business Banking Sales Advisor serves as integral member of the Key Merchant...relationships with payment and card processing needs, the Business Advisor assists as part of the Core Business Banking… more
- Fannie Mae (Washington, DC)
- …as well as managing and documenting disclosures by employees of potential conflicts of interest , personnel issues, or other ethics-related matters. *THE ... IMPACT YOU WILL MAKE* The Ethics Advisor role will offer you the flexibility to make...on compliance and ethics activities, specifically those related to conflicts of interest . Evaluate results and navigate… more
- L3Harris (Rochester, NY)
- …and thorough assessment, response, and resolution of E&C inquiries, conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser ... solutions connecting the space, air, land, sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics… more
- Citigroup (Jacksonville, FL)
- …end management, execution, and governance of key Compliance Programs such as Conduct, Conflicts of Interest and Compliant Management Governance and Oversight. + ... and Regulatory risk manager to serve as a key advisor and thought leader within the business, who is...and or overseeing of Compliant Management, Conduct and or Conflicts of interest programs, including Policy and… more
- GE HealthCare (Waukesha, WI)
- …Investigations, Monitoring, Improper Payments/Anti-Bribery/Anti-Corruption, Indirect Third Parties, Conflicts of Interest , International Trade Compliance ... **Job Description Summary** The Senior Compliance Leader - AI & Data will...and Financial Crimes Compliance + Serve as a key advisor to leadership on AI-related usage by Compliance +… more
- Oura (San Francisco, CA)
- …international frameworks. + Implement and manage corporate compliance policies, including conflicts of interest , whistleblower protections, and code of conduct. ... occasionally gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide...Global Regulatory Compliance: + Serve as the primary legal advisor on FDA, EU MDR, and other global health… more
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