- Raymond James Financial, Inc. (CO)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict ... TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room....Room. This role is critical in managing and mitigating conflicts of interest across the firm's global… more
- CBC/Radio-Canada (Centre, AL)
- **Position Title:** Senior Advisor , International Relations (Telework/Hybrid) **Status of Employment:** Permanent **Position Language Requirement:** English, ... location for this position is Toronto, Ottawa, or Montreal** **Your role** As Senior Advisor , International Relations, you will support the Executive Director,… more
- KeyBank (Buffalo, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... 14210 **Job Summary** The Sr Merchant Business Banking Sales Advisor serves as integral member of the Key Merchant...relationships with payment and card processing needs, the Business Advisor assists as part of the Core Business Banking… more
- Vanguard (Malvern, PA)
- …to regulatory requirements and internal policies, focusing on information barriers, conflicts of interest , and investment management compliance advisory support. ... You will serve as a trusted advisor to the investment management business and provide guidance,...your coverage area. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary & Responsibilities:** The Manager, Director of Conflicts of Interest ("COI") Supervision will manage a supervisory team ... or process escalations that require supervisory management sign off. + Collaborate with senior members of Supervision as well as Legal & Compliance and other… more
- BAE Systems (Endicott, NY)
- …+ Review and advise on recruiting and hiring related matters, including conflicts of interest and compliance with post-government employment and revolving ... **Job Description** We are seeking a senior level, experienced lawyer to serve in a...and autonomously. + Serve as a trusted and reliable advisor to Human Resources and key business stakeholders, providing… more
- KeyBank (Plymouth Meeting, PA)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Description Preview** **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of… more
- JPMorgan Chase (Columbus, OH)
- …to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment. ... leading global financial services firm, as a trusted legal advisor . Be part of a dynamic team that manages...As a Marketing Legal Attorney - Assistant Vice President, Senior Counsel in the Marketing Legal team, you will… more
- BMO Financial Group (Denver, CO)
- …and regulations including individual accountability as it relates to potential conflicts of interest , safeguarding of customer information, trading in ... worth clients with an objective of becoming their trusted advisor . + Leads a deal team to meet client...review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more