- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance to Compliance, Risk, and AML communications efforts. + Routinely interacts with senior leaders within Compliance, Risk, AML and across the firm. + Prepares ... and delivers written and oral presentations to management and other stakeholders. + May coach, train, and mentor less experienced associates. + Represents the Compliance and Risk departments on cross-functional projects as they arise. + Tracks and executes… more
- M&T Bank (Clanton, AL)
- …manner. The Senior Compliance Advisor operates under the firm's second line of defense independent control function by executing program activities that ... the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement,...Execute on strategic priorities for the group as the Second Line of Defense, potentially impacting the… more
- Capital One (Richmond, VA)
- …Compliance Advisor Senior Manager performs a key risk management role ( second line of defense), to help ensure corporate initiatives and processes comply ... Terms across US Card, primarily advising on laws and regulations. **The Compliance Advisor Senior Manager supports the line of business by:** + Providing… more
- M&T Bank (Buffalo, NY)
- …within the Commercial Bank. The Sr. Advisor is responsible for the delivery of second line risk management services in line with area policies, industry ... and management expectations. The position is responsible for advising senior and executive leadership as it relates to operational...designated risk committees and other meetings, serving as the second line of defense representative in any… more
- University of Colorado (Aurora, CO)
- ** Senior Financial Aid Advisor , School of Medicine** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **CU Anschutz Financial ... Aid and Scholarships Office** **Job Title:** ** Senior Financial Aid Advisor , School of Medicine**...individual advising for prospective students during interview days and second look events, in coordination with the School of… more
- Umpqua Bank (Scottsdale, AZ)
- Senior Wealth Advisor Wealth Management Portland, Oregon Boise, Idaho Bellevue, Washington Vancouver, Washington Seattle, Washington Tacoma, Washington ... for business. Together for better. **About the Role:** A Senior Wealth Advisor is an experienced financial...branches, business/commercial clients, or function as a "hub" or " second floor" advisor for an existing book… more
- Santander US (Boston, MA)
- Senior Compliance Advisor - Community Reinvestment...outlined in the Community Reinvestment Act. The Sr. Compliance Advisor is a second line ... Act Boston, United States of America The Sr. Compliance Advisor serves as a Community Reinvestment Act (CRA) subject...knowledge of applicable regulations. + Experience working as a second line compliance function in a large… more
- M&T Bank (Buffalo, NY)
- …MD, or Washington, DC.** **Overview:** This position is responsible for the delivery of second line risk management services in line with area policies, ... and management expectations. The position is responsible for advising senior and executive leadership as it relates to operational...designated risk committees and other meetings, serving as the second line of defense representative in any… more
- PNC (Dallas, TX)
- …to the company's success. We are looking to hire a Credit Risk Review Advisor Senior in Credit Risk Review within PNC's Independent Risk Management organization. ... Risk Committee of the Board of Directors. As CRR Advisor Senior you will join a highly...exam findings with business leaders, and acts as a Second Level Reviewer. Effectively communicates credit risk reviews objectives,… more
- BMO Financial Group (Chicago, IL)
- …stakeholders eg business stakeholders and Corporate Support Areas (CSAs) in providing ' second line of defense' operational risk management support. + Analyzes ... + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new initiatives, based on an… more