- Charles Schwab (Westlake, TX)
- …Bank Enterprise team enterprise team is seeking a Senior Auditor ( Senior Specialist) responsible for Anti - Money Laundering (AML) and Fraud audits. ... team is responsible for providing internal audit coverage for the CSC organization's Anti - Money Laundering (AML) program, including Bank Secrecy Act (BSA) and… more
- Capital One (Plano, TX)
- Senior Director, Anti - Money Laundering (AML), Financial Intelligence Unit (FIU) Capital One is a leading banking and technology company seeking to reimagine ... to Capital One's products, services, risks, and capabilities. The Anti - Money Laundering and Sanctions program is a...Prepare and oversee the reporting of investigative results to senior management and the Board of Directors, as appropriate.… more
- Capital One (Charlotte, NC)
- …of Business Administration + Certified Fraud Examiner (CFE), Certified Anti - Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of...in compliance, at least 2 years of experience in Anti - Money Laundering, Fraud or Sanctions, or a… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit ... interpersonal communication skills + Experience in Bank Secrecy Act and Anti - Money Laundering (BSA/AML), International, Sanctions regulations and/or financial… more
- Bank OZK (Little Rock, AR)
- …and operational effectiveness of controls surrounding the Bank's Bank Secrecy Act/ Anti - Money Laundering/Office of Foreign Assets Control (BSA/AML/OFAC) Programs ... and corresponding adherence to applicable regulations. Performs detailed, timely work to deliver complex high quality, value added Internal Audit reports, which meet the requirements of the Audit Committee and the Bank's respective regulators. Essential Job… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …Bank complies with the regulatory requirements under the Bank Secrecy Act (BSA), other Anti - Money Laundering (AML) Laws and Regulations along with the Office of ... of all laws, regulations, and other information that affect the Bank Secrecy Act/ Anti - Money Laundering, USA Patriot Act, and OFAC compliance program. + Supports… more
- First National Bank of Omaha (Omaha, NE)
- …and business partners) **Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning - Analyze business functions ... and provide possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. **Compliance:**… more
- City National Bank (Los Angeles, CA)
- …* CISSP - Certified Information Systems Security Professional Or * CAMS - Certified Anti - Money Laundering Specialist Or * CFE - Certified Fraud Examiner Or ... Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more
- City National Bank (Dallas, TX)
- …Auditor (CISA) Or * Chartered Financial Analyst (CFA) Or * Certified Anti - Money Laundering Specialist (CAMS) Or *Additional Qualifications* * Strong verbal ... AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management,… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... the SOX Compliance Program - eg, control rationalization, enhancement of anti -fraud controls, cybersecurity controls, improvements to AuditBoard platform, etc. +… more