• Senior Auditor , Broker

    Charles Schwab (Lone Tree, CO)
    …/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker - Dealer /Asset Management team provides internal audit ... Manager in the Broker - Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
    Charles Schwab (04/27/25)
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  • Sr Auditor -Capital Markets/ Broker

    Citizens (Stamford, CT)
    Description Senior Auditor - Capital Markets/ Broker Dealer The Internal Audit team at Citizens is hiring a Senior Auditor on our audit Capital ... effectiveness of the bank's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on complex audits of the… more
    Citizens (03/22/25)
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  • Senior Internal Auditor

    JPMorgan Chase (Jersey City, NJ)
    senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor , Associate on the Commercial and Investment Banking Finance ... in financial services industry + Exposure to capital planning (CCAR), broker - dealer and bank regulatory reporting, and Treasury/liquidity reporting processes… more
    JPMorgan Chase (03/04/25)
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