- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells ... or Commissioned Bank Examiner designation + Experience in portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an Internal Auditor for Wealth Management and Trust is responsible for evaluating and enhancing the effectiveness of ... specific to wealth management and trust services, including fiduciary risk, investment risk, and operational risk. + Evaluate the adequacy and effectiveness of… more
- M&T Bank (Wilmington, DE)
- …to Wilmington Trust clients through an ecosystem of disciplines that include wealth planning, investment management, private banking, trust and estate services, ... locations **Overview:** This individual contributor position is responsible for providing senior level expertise in the provisioning of assurance services specific… more
- Neuberger Berman (New York, NY)
- …alternative investment strategies, as well as reviews of private wealth management, trust company, sales distribution and supervision, client reporting, fund ... alternative asset classes and risk/return profiles. As an Internal Auditor , you will play a key role in executing...or financial services related required + Experience in Private Wealth is strongly preferred + Knowledge of investment… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. As a member… more
- IGT (MA)
- …Lotteries and Gaming Machines to Sports Betting and Digital. Leveraging a wealth of compelling content, substantial investment in innovation, player insights, ... visit www.igt.com (https://c212.net/c/link/?t=0&l=en&o=3466342-1&h=1955860405&u=https%3A%2F%2Fwww.igt.com%2F&a=www.igt.com) . **Responsibilities** IGT is seeking a Senior IT Auditor to join our internal… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Auditor Staff and Senior Auditor job and contemplates a wide range ... the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come...This position will focus on Commerce Trust and other Wealth lines of business, as well as enterprise operation… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... Wealth Management, is a leadership role as an auditor -in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Audit Manager, US AML Audit **Requisition ID:**...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- City National Bank (Los Angeles, CA)
- …experience with a financial institution such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience ... and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to… more