- Capital One (Mclean, VA)
- Senior Business Analyst - CCO Analytics **About Capital One's Commercial Bank:** In late 2015, Capital One's Commercial Banking division vaulted into the ... and significantly enhance risk management practices. **Summary:** As a Senior Business Analyst at Capital...clients with their day to day needs, and the CCO Analytics team supports a variety of stakeholders across… more
- Janus Henderson Investors (Denver, CO)
- …and Rule 206(4)-7. The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer ( CCO ) reports under Rule 38a-1 ... would love to hear from you! Your opportunity The Senior Compliance Analyst performs a...business and market developments + Support or complete compliance risk assessments and perform testing, monitoring and reviews… more
- Prime Therapeutics (Columbia, SC)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst (Regulatory Change...to validate regulatory reporting requirements are met and that business operations are aligned with expectations of applicable regulatory… more
- Prime Therapeutics (Little Rock, AR)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst - Remote...organization to validate regulatory requirements are met and that business operations are aligned with expectations of applicable regulatory… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …are on track to grow their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the Bank's ... the organization's overall compliance framework. Additionally, the Senior Compliance Analyst manages the...Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Overview Senior ETL & Data Analyst . Responsibilities...automation & workflow development projects. + Create & maintain business intelligence reports using SSRS & Power BI. +… more
- Neuberger Berman (New York, NY)
- …In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's ... portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with… more