- Vanguard (Scottsdale, AZ)
- …is seeking a seasoned compliance professional to join our team as a Senior Compliance Advisor supporting the Digital & Analytics (D&A) and Personal ... Are you ready to elevate compliance strategy in a dynamic, client-focused environment? Vanguard...of supervisory programs for our broker-dealer while partnering with senior stakeholders across the enterprise. In this role, you'll… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Capital One (Mclean, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second ... working within the Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality results, providing … more
- Vanguard (Malvern, PA)
- This Compliance Senior Advisor will be responsible for leveraging their deep expertise in Artificial Intelligence ("AI") governance, risk, and compliance ... of AI technologies. The ideal candidate is a proactive advisor who can integrate regulatory AI compliance ... Compliance Risk. + Act as a trusted advisor to senior management on emerging risks… more
- Vanguard (Malvern, PA)
- …at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you'll play ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- CIBC (Chicago, IL)
- …lending and treasury management. **KEY ACCOUNTABILITIES** + Support the Bank's compliance with all applicable federal, state, and local banking regulations and ... to internal stakeholders, ensuring that all departments are aware of their compliance obligations + Assist with the development of content of compliance… more
- Bombardier (Wichita, KS)
- …status, or any other characteristic protected by Federal, National, or Local Laws. **Job** Senior Advisor , Ethics and Compliance - Export Control (Wichita) ... MFG, Learjet **Organization** Learjet Inc **Shift** **Employee Status** Regular **Requisition** 10161 Senior Advisor , Ethics and Compliance - Export Control… more
- The Cigna Group (Franklin, TN)
- **Legal Compliance Sr. Advisor - Commercial** As a senior individual contributor within EviCore's Commercial Compliance department, this role is pivotal ... in shaping and executing the organization's compliance strategy. The position operates cross-functionally with Compliance , Legal, Government Affairs, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams ... Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk, AML and across the firm. + May represent the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on ... and quality assurance processes to detect and address potential compliance problems. + Researches compliance issues. + Alerts Senior Management of current… more
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