- Vanguard (Malvern, PA)
- …team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- Vanguard (Malvern, PA)
- …stronger, risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard 's Financial Advisor ... seeking a strategic and technically adept Digital and Analytics Senior Risk Advisor to lead and support...senior leadership + Maintain an in-depth understanding of Vanguard , the FAS business, and its digital strategy. Independently… more
- Vanguard (Charlotte, NC)
- …and make a lasting impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard 's Advice and Wealth Management division, you ... Planner (CFP(R)) with a passion for transforming lives through expert financial guidance? Vanguard is seeking Sr. Wealth Advisors to join our teams in North… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Vanguard (Malvern, PA)
- …deliver solutions. + This job requires regulatory licenses and registrations as determined by Vanguard 's compliance team. + FINRA 7, 63 and 24 required. Special ... At Vanguard , we are reimagining how we engage with...office, custodians and platforms that serve them. As the Senior Manager, Head of Operation Client Relationships for our… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution Strategy ... a strong focus on transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify, assess, and mitigate risks… more
- Vanguard (Malvern, PA)
- …multi-faceted business. In support of our innovative and highly regulated business lines, Vanguard 's Compliance Department encounters a wide range of complex and ... compelling issues while providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of choice that… more
- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management (AWM) Division. ... The role requires close collaboration with business leaders and risk partners, including Compliance , Risk, and Internal Audit. The team will be essential in ensuring… more
- Vanguard (Malvern, PA)
- …the Sales Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable the sales force ... to broaden product awareness, drive engagement, and measure results. - Compliance & Regulatory Alignment-Ensure all marketing materials and campaigns adhere to… more
- University of Pennsylvania (Philadelphia, PA)
- …to mission-driven institutions with sophisticated investment portfolios. Serves as a senior legal advisor , delivers strategic counsel on complex matters ... involving institutional operations, compliance , partnerships and alliances. Leads the development and oversight...and arrangements with commercial entities. + Provide advice to senior management, staff and employees on a wide range… more
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