- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting customer complaint review and remediation; coordinating and responding to regulatory ... requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...maintain strong internal client relationships with focus on ensuring Compliance supports the Bank in its customer … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- UTMB Health (Galveston, TX)
- Cancer Institute Director and Chief Research Officer - Senior Vice President **Galveston, Texas, United States** **New** Executive - Physician UTMB Health ... in oncology. This position reports to the Chief Operating Officer of the UTMB Health System. Chief Research ...well-trained and service-oriented staff. + Monitor and respond to customer needs. Compliance Functions + Develop and… more
- City of Jacksonville (Jacksonville, FL)
- Animal Services Officer Senior Print (https://www.governmentjobs.com/careers/jacksonvillefl/jobs/newprint/4782914) Apply Animal Services Officer Senior ... Protective Services division is actively seeking an Animal Services Officer Senior . Did you know as a...FACA (Florida Animal Control Association) approved class and in compliance with the ACPS euthanasia protocol. + Collects evidence,… more
- Highmark Health (Austin, TX)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- First Horizon Bank (Memphis, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- BMO Financial Group (New York, NY)
- …& audit scrutiny. + Accesses, monitors and reports on sensitive Bank, customer , transactional and employee information to ensure compliance with regulatory ... the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more
- NJEDA (Camden, NJ)
- …New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Product Officer serves as a lead contributor role in the Business ... while maintaining a strong and consistent pipeline of qualified applications. + The Senior Product Officer will assist with overseeing the end-to-end processing… more
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