- BMO Financial Group (New York, NY)
- …- 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed ...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... clients across industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Financial Officer serves as a strategic business consultant to Human ... Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates financial analysis and reporting process… more
- City of Durham (Durham, NC)
- 911 Emergency Communications Technician, Senior (Communications Officer ) Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/4417057) Apply ... 911 Emergency Communications Technician, Senior (Communications Officer ) Salary $49,026.00 - $76,066.00...OR 5:00 pm to 5:00 am. This coverage utilizes fixed shifts including nights, weekends and holidays. Shifts are… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Stanford Health Care (Palo Alto, CA)
- …Development & Education (EDLD), Chief Strategy Officer (CSO), Chief Executive Officer (CEO), and other Senior Managers (SM); b) Participating and/or ... observing at meetings at all levels of the organization, eg Board, Senior Executives Cabinet, Management Forum, Department c) Visiting key Hospital Departments and… more
- First Horizon Bank (AL)
- …relocation will be provided for this role.** **SUMMARY** The Commercial Credit Review Officer , Sr (Sr CRO) is responsible for evaluating portfolio quality and credit ... centralized lending group, regional markets, and specialty business lines while ensuring compliance with bank policy, strategy, and risk appetite. The Sr CRO… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions… more
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