- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- First Horizon Bank (Memphis, TN)
- …be the best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure ... with all regulatory processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... clients across industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... In this role you will also focus on equities and fixed income trading Compliance matters. Job Responsibilities + Maintain policies and standards which set… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various… more
- Ventura County (Ventura, CA)
- …floating holiday. POSITION: Under direction of a Program Management Analyst and the Senior Deputy Executive Officer , on an as-needed basis, monitors and ... Management Analyst I - Budget and Finance ( Fixed Term) Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4943395) Apply Management Analyst I -… more
- HSBC (San Francisco, CA)
- …needs. Reports to Head of Credit for US Innovation Banking. As our SVP Senior Credit Officer you will: + Evaluate loan application requests, including evaluation ... ensuring timely management of credit risk ratings, out of compliance issues, past due loans, and remediation actions +...a pay range between $225,000.00 and $275,000.00 The final fixed pay offer will depend on the candidate and… more
- City of Durham (Durham, NC)
- 911 Emergency Communications Technician, Senior (Communications Officer ) Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/4417057) Apply ... 911 Emergency Communications Technician, Senior (Communications Officer ) Salary $49,737.00 - $77,169.00...OR 5:00 pm to 5:00 am. This coverage utilizes fixed shifts including nights, weekends and holidays. Shifts are… more
Recent Jobs
-
Assistant Professor - Neuropsychologist (Neurology)
- Texas Tech University Health Sciences Center - El Paso (El Paso, TX)
-
RN - ER
- Health Advocates Network (Portsmouth, NH)
-
Chief Financial Officer, Southeast Colorado Hospital District
- Community Hospital Corporation (Springfield, CO)
-
Territory Account Sales Executive
- Autodesk (Washington, DC)