- TD Bank (New York, NY)
- …variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues Management intro their respective ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...issues in Public Finance; and ensure that escalated compliance issues receive immediate senior … more
- JPMorgan Chase (Newark, DE)
- …in the world of compliance ? At JPMorgan Chase, we are seeking a dynamic Compliance Senior Officer to join our team. This role offers the opportunity ... the perfect opportunity for you. **Job Summary:** As a Compliance Senior Officer in the... senior leaders. **Job Responsibilities:** + Identify potential compliance concerns and control issues , determining root… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...Prepare and provide management ready communications and reporting of compliance issues and activities + Report findings… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating in… more
- University of Delaware (Newark, DE)
- …and staff, ensuring compliance with University policies and procedures. The Senior Business Officer provides leadership and oversight of the fiscal affairs ... Senior Business Officer , College of Earth,...including budget planning, financial analysis, cash flow, and policy issues . Manages Grant Manager and Financial staff; the Business… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Apr 18, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... reviewing responses, maintaining updated repositories for all examinations, and ensuring issues identified are appropriately tracked and addressed. * Assist in the… more
- MyFlorida (Tallahassee, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70013547 Date: Apr 29, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 851958 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70013547 Pay Plan: Career Service Position… more