- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... surveillance function. Safeguarding the reputation of Compliance 's good governance depends on us. The Senior...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and implement appropriate corrective actions + Partner with global/regional Surveillance teams in promoting our global program and its… more
- MyFlorida (Tallahassee, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Date: Jul 31, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 857844 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Pay Plan: Career Service Position… more
- Chenega Corporation (Atlanta, GA)
- …The ** Surveillance Supervisor/Sergeant's** primary duty is to assist the Senior Shift Supervisor to ensure that contractual obligations are met. The SS/Sgt ... the shift work distribution and training, answering of Security Officer (SO)s questions related to work, and solving shift...minimum supervision. The SS/Sgt is directly accountable to the Senior Shift Supervisors-LT's. The SS/Sgt may be armed with… more
- General Dynamics Information Technology (Cheyenne, WY)
- …Facility (SCIF) & Special Access Program (SAP) construction efforts. HOW A SECURITY OFFICER SENIOR WILL MAKE AN IMPACT + Assesses, identifies and communications ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- ManTech (Washington, DC)
- **MANTECH** seeks a motivated, career and customer-oriented ** Senior Security Officer (SSO),** to join our team based in **Washington, DC.** As a Senior ... with Facility Services, Construction Contractor, and partners to ensure compliance with construction requirements and oversee all CCR equipment installations,… more