- Principal Financial Group (Des Moines, IA)
- …You'll Do** Principal Financial Group is seeking a strategic, relationship-driven Assistant Director of Compliance to support and elevate the compliance ... thrives at bridging those two worlds. As the Assistant Director of Compliance , you will work closely...Compliance , you will work closely with the Chief Compliance Officer and senior leaders to ensure… more
- Larson Financial Group, LLC (St. Louis, MO)
- …including skills, qualifications, and experience. Larson Financial Group is seeking a Director of Investments to oversee and drive the operational and strategic ... RIA platform. This individual will be responsible for managing trading , billing/audit operations, investment research, and advisor-facing initiatives. The right… more
- RWE Clean Energy (Chicago, IL)
- …**To start as soon as possible, full time, permanent** The ** Director , Network Infrastructure, Operational Technologies (OT)** provides both strategic leadership and ... teams-Networking and Security-responsible for break/fix, maintenance, equipment refresh, and compliance across mission-critical OT systems. Beyond day-to-day operations, the… more
- Principal Financial Group (New York, NY)
- **What You'll Do** The Director , Funds Operational Risk will serve as a key risk partner to Principal Asset Management's US funds platforms-covering mutual funds, ... operations, shareholder services, fund accounting, and related in-house functions. The Director will partner closely with business and functional leaders to embed… more
- RWE Clean Energy (Chicago, IL)
- …start as soon as possible, full time, permanent** **Functional area:** Legal / Compliance **Remuneration:** Exempt The ** Director , Legal Operations** , will lead ... tools to enable increased efficiency, collaboration, insights, workflow automation, and compliance management within the Legal Department and its business partners +… more
- Fannie Mae (Washington, DC)
- …to other groups. This Senior Associate position reports to the Senior Director responsible for Single-Family/MultiFamily Capital Markets Oversight. The team ... and Liquidity Risk Management division within Corporate Risk and Compliance . *THE IMPACT YOU WILL MAKE* The *Capital Markets...IMPACT YOU WILL MAKE* The *Capital Markets Risk - Senior Associate *role will offer you the flexibility to… more
- Tradeweb (New York, NY)
- …drive efficiency, connectivity, and transparency in electronic trading . https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** The ... **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly… more
- Delek US Holdings (Houston, TX)
- …of the Middle Office group, located in Brentwood, TN, reporting to the Director , Middle Office. The position is responsible for accurately reporting, monitoring, and ... the risks and volumes associated with physical and financial trading positions. The Middle Office is part of the...are inconsistent with market trends. + Perform risk policy compliance tracking and identify variances to approved policies. +… more
- RWE Clean Energy (Chicago, IL)
- …Exempt The ** Senior HSSE Environmental Associate** will report to the Senior Director , HSSE Environmental, and ensure that RWE Clean Energy (RWECE) ... maintains compliance with... with applicable environmental laws, regulations, and requirements. The Senior HSSE Environmental Associate will support the development of… more
- SMBC (Charlotte, NC)
- …support strategic growth. We are seeking a talented and motivated Risk Technology Director to lead strategic initiatives within the Risk Technology Group. This role ... is pivotal in overseeing regulatory stress testing platforms, ensuring compliance with Federal Reserve requirements, and driving innovation across risk systems. The… more
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