- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST*... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth Management ... Business . This position will be the primary colleague responsible...colleague responsible for all risk activity in support of Trust/ Fiduciary Activities, The Private Bank and the Preferred Bank.… more
- Wells Fargo (San Francisco, CA)
- …this role:** Wells Fargo is seeking a Senior Estate Trust Officer - Senior Fiduciary Specialist in Estate Services as part of Wealth and Investment ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Wells Fargo (Austin, TX)
- …Managed Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Specialist Working at Wells Fargo | Jobs and ... outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals. + Lead team to achieve business objectives and… more
- US Bank (Kansas City, MO)
- …trust and fiduciary matters. + Collaborate with Legal, Risk, and Business partners to implement changes driven by risk, statutory, or regulatory developments. + ... Delaware, Nevada). **Key Competencies** + Decisive judgment and problem-solving in complex business scenarios. + Deep understanding of fiduciary laws, internal… more
- Wells Fargo (Minneapolis, MN)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Estate ... and services, so it's easier for clients to do business with us and for advisors to support their...further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- TD Bank (Charlotte, NC)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- Citizens (Johnston, RI)
- …for dual-registered Broker-Dealer/Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business , including exposure to Alternative Investments and 33 ... has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - Trust...Broker-Dealer, Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business , including exposure to Alternative Investments… more
- Citigroup (Charlotte, NC)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... The Senior Audit Manager is a senior ...direct complex audit activities for a component of the business at a regional or country level. **Responsibilities:** +… more