- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST* WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Wells Fargo (Minneapolis, MN)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Fiduciary Specialist Working at Wells Fargo | Jobs and Careers ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Wells Fargo (Purchase, NY)
- …BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, ... specialty assets, regulatory, privacy, ecommerce, deposit relationship and strategy, and business strategies. The section also provides support to the WIM Diverse… more
- US Bank (Milwaukee, WI)
- …such as new vendors, systems, products and segments, by advising on fiduciary risk, informing procedure and control design, participating in Steering ... Reporting:** Establish robust monitoring mechanisms to track risk exposure and control effectiveness. Generate insightful reports for senior management,… more
- Citigroup (New York, NY)
- … Business Risk for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an integrated approach ... Business risks across the Investments team. The Business Risk Fiduciary and Advisory Solutions Director...compliance and reputational risks and the design of effective controls to support business growth and expansion… more
- PNC (PA)
- …start date. As a Senior Tax Liaison, you will work within the Fiduciary liaison team (trust tax) and the Estate Liaison team (estate settlement). You will work ... opportunity to contribute to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance...tax preparers from an outside accounting firm and PNC Fiduciary Advisors who manage those accounts, serving as the… more
- M&T Bank (Vero Beach, FL)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- Robert Half (Dallas, TX)
- …Talents Include the Following? + Conducting risk-based audits of trust accounts, fiduciary activities, and internal controls to ensure compliance with federal ... for publicly traded institutions + Evaluating the adequacy and effectiveness of internal controls related to trust operations and fiduciary risk management. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations and ... guidelines as well as firm policies governing advisory accounts. A Senior Advisor, general investment advisory is expected to conduct reviews which can include - … more
- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you will be ... portfolio investment risk management projects * Monitor and analyze fiduciary investment risks and exposures on a short and...program execution. Typically manages manager(s) and serves as a senior risk advocate for the risk management program. +… more
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