- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST*... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Wells Fargo (Dallas, TX)
- …Managed Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Specialist Working at Wells Fargo | Jobs and ... outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals. + Lead team to achieve business objectives and… more
- Wells Fargo (Austin, TX)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- PNC (PA)
- …start date. As a Senior Tax Liaison, you will work within the Fiduciary liaison team (trust tax) and the Estate Liaison team (estate settlement). You will work ... opportunity to contribute to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance...tax preparers from an outside accounting firm and PNC Fiduciary Advisors who manage those accounts, serving as the… more
- M&T Bank (Falls Church, VA)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working within the Wealth Management division, you will be part of the ... team that provides oversight and guidance to City National's lines of business with a strong focus on integrated and streamlined investment management governance… more
- PNC (Birmingham, AL)
- …- Applicable committee representation - Knowledge of compliance requirements and related controls - Challenge of business policies and procedures * Interact ... risks to business partners. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials,… more
- Aegon Asset Management (Cedar Rapids, IA)
- …corrective action plans. + Draft compliance reports and present/discuss findings with business process owners and senior management. + Active participation in ... Summary Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan… more
- Arizona Public Service (Phoenix, AZ)
- …effective partnerships and alignment with portfolio objectives. + Audit and Internal Controls Support: Manage audit responses, internal control processes, and ... Senior Financial Analyst Apply now " Date: Oct...of portfolio transactions and robust support for governance and fiduciary processes. This position is responsible for coordinating benefit… more