- Citigroup (New York, NY)
- The Senior Financial Officer for the Investor/Issuer LFO team, will support the development and execution of financial objectives related to revenues, ... initiatives and partnering across other functions and Finance disciplines. Lead Financial Officer (LFO) teams are Finance partners to the functions and… more
- HUB International (Chicago, IL)
- …appropriate. They will also prepare and file, in coordination with the Chief Accounting Officer , the Chief Financial Officer and our Investor Relations team, ... for reviewing the accuracy and completeness of the company's financial statements. + Responsibility for reviewing the terms of...on insider trading, market manipulation, and other violations of securities law. + Support the Chief Legal Officer… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Dollar Tree (Chesapeake, VA)
- …Trading, Corporate Governance Guidelines). + In partnership with the Chief Accounting Officer and VP- Financial Reporting, prepare and/or review SEC filings, ... **Position Summary** The Vice President & Deputy General Counsel, Securities & Corporate Affairs, and Assistant Corporate Secretary is a senior legal leader… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... US Compliance team is looking for an Associate candidate ( Senior Compliance Officer ) to join the new...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Auburn University (Auburn, AL)
- …Name** Planned Giving **Division Name** Senior VP, Advancement **Position Title** Senior Planned Giving Officer **Job Class Code** OA86, OA87, OA88 ... Advancement is excited to begin the search for a Senior Planned Giving Officer to join our...**Desired Qualifications** + MBA ,CPA ,CFP , JD,CLU + Financial planning, law, accounting, estate planning, securities ,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Senior Manager, AML uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in the securities ... or banking industry to administer and manage an assigned AML & Financial Crimes function. Ensures monitoring and internal controls are in place to manage compliance… more