- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part as brokerage Credit Monitoring and Reporting - Primary ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Southern California Edison (Rosemead, CA)
- …and/or testimonies and reports, and advocating company positions at hearings. + Influences specialist legal operations and projects in a way that manages key ... **Join the Clean Energy Revolution** Become an **Attorney of Securities & Corporate Governance** at Southern California Edison (SCE) and build a better tomorrow. In… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...implementing new platforms. **Key Responsibilities:** + **Operate as a senior member of the Product & Business Development team**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist . Team members support our focus on building strong ... Qualifications:** + 3+ years in Capital Markets, Broker Dealer and/or Securities Operations experience + Knowledge of DTCC and other international depositories… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... efficiency. + Working closely with the FX investigations, FX Operations , FX Business, Accounting, Network Management and other internal...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Commerce Bank (Kansas City, MO)
- …for some roles. This compensation range is for the Senior Corporate Actions Specialist - Wealth Operations job and contemplates a wide range of factors that ... Demonstrate subject matter expert (SME) level knowledge of traded securities asset types as well as securities ...traded securities asset types as well as securities activities such as securities trading, … more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Model Risk & Validation Team, the Sr Model Validation Specialist plays an active role in the implementation of… more