- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of the Regulatory Reporting Team within Wealth and Investment ... Specialist will drive complex lifecycle initiatives and operational excellence within Securities Operations as a strategic leader. This role plays a critical… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment ... Banking (CIB) Securities Shared Services Operations (Shared Services) organization,...broader Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... wire transfers and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. Title: Settlement Technology Integration Specialist Summary We are seeking a senior settlement system support ... specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role requires deep… more
- TD Bank (Vienna, VA)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic ... key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Louisville, KY)
- …opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior , you will support investment advisory...and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Income Specialist - Wealth Operations or Senior level job and contemplates a ... of this job is to monitor and post all domestic and foreign securities related dividends, interest, and principal pay-down payments to the Commerce Trust Company… more