- Chevron Corporation (Houston, TX)
- Chevron is accepting online applications for the position ** Senior Trading Compliance & Regulatory Advisor** through October 15, 2025 at 11:59 pm (CDT). ... The ** Senior Trading Compliance & Regulatory Advisor** is part of Corporate Treasury - Credit, Risk Control & Trading Compliance division. Our… more
- TD Bank (New York, NY)
- …industry best practices, and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a deep understanding of how ... is accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure … more
- Citigroup (Jersey City, NJ)
- …Counterparty Trading and Risk business. + Knowledge and extensive regulatory compliance and/or experience with auditing principles including audit planning, ... Serves as a senior compliance risk officer for Independent...+ Extensive experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation… more
- Portland General Electric (Tualatin, OR)
- …clean energy solutions that are also affordable and accessible to all. As a Senior Trading Analyst, you will have the unique opportunity to optimize PGE's ... works collaboratively with cross-functional teams in preparing, filing and presenting regulatory filings. ** Regulatory Compliance ** - Leads, coordinates… more
- Citigroup (Wilmington, DE)
- …to the business, with a primary focus on ensuring the legal soundness and compliance of complex debt trading activities. The overall objective of this role ... **This is a** **C14 Senior Lead Counsel** **position within** **Markets Legal, specifically...**Markets Legal, specifically supporting Spread Products - Sales & Trading ** **, based in Wilmington, DE. The term "Spread… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- TD Bank (New York, NY)
- …level to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully ... details for this role. **Job Description:** TD Securities Electronic Trading offers algorithmic trading solutions in Cash...economic information and key industry developments as well as regulatory standards at all times to assist in maximizing… more
- PNC (Philadelphia, PA)
- …valued and have an opportunity to contribute to the company's success. As a Senior Product Manager - Investment Trading Systems within PNC's Asset Management ... responsibilities may be performed remotely, at manager's discretion. We are seeking a Senior Product Manager - Investment Trading Systems to contribute to… more
- JPMorgan Chase (New York, NY)
- …Issue Management, and Control Governance. As a Control Manager - NA Rates Trading - Associate, you will manage the control environment for the North America ... team of risk and control experts. As a Rates Trading Control Manager within the Commercial & Investment Bank,...facilitate Front Office supervision, and prepare the business for regulatory exams and audits. Your role involves identifying control… more
- Marathon Petroleum Corporation (Houston, TX)
- …a culture of disciplined risk-taking grounded in cross-functional coordination and regulatory compliance . Key Responsibilities Trading Strategy Execution ... + Preferred: Demonstrated fluency in risk management (VaR, margining, controls) and regulatory trading protocols (CME/ICE compliance ). Skills: Business… more
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