• Sr . Advisor , PCG…

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches ... across the country + Detailed documentation of testing in branch exam system and related work papers + Ensure...organized + Gain a thorough understanding and application of PCG policies and procedures + Shift focus from one… more
    Raymond James Financial, Inc. (08/09/25)
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  • Lead Sr . Advisor , PCG…

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** + Executes the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across ... the country. + Provides detailed documentation of testing in branch exam system and related work papers. + Ensures...as needed and with guidance from exam managers and/or senior members of the exam team. + Maintain regular… more
    Raymond James Financial, Inc. (09/04/25)
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  • Senior Advisor , Conflicts…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... Serve as a trusted business partner to our Financial Advisor teams by providing expertise with financial services related...and all supervision related questions and concerns from the PCG branches and home office business units as well… more
    Raymond James Financial, Inc. (07/26/25)
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  • Practice Management Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and CRM automation), and customizing personalized (4) Professional Development tracks for branch personnel. + Promote branch manager/ advisor development and ... diverse group of advisory teams with guidance provided by senior coaches and management. May lead defined work or...financial services industry. + Performance or actions necessary for advisor and branch professionals to build and… more
    Raymond James Financial, Inc. (09/05/25)
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