- Raymond James Financial, Inc. (NY)
- …specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the US Exams include ... branches. **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting various surveillance reviews, working on ad ... industry rules, regulations, and firm policies. * Provides compliance training to new PCG branch associates. * Delivers educational content to PCG branch … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the planning and coordination of IBex programs, national/regional conferences, financial advisor and business owner events, branch presentations, advisory ... Summary** Under general direction with a high level of autonomy, the Senior Manager, Conference & Engagement Strategy will coordinate the development and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …a supervisory team responsible for the oversight of Electronic Communications. This Senior Manager will lead the Home Office branch Electronic Communications ... issues. **Essential Duties and Responsibilities:** + Lead the Home Office branch Electronic Communication team of associates + Complete daily workflow distribution,… more