- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... decisions yet communicate and escalate issues as appropriate to senior leadership. + Partner effectively with investment ...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance +… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager plays a critical role in independently measuring, monitoring, and assessing risks ... by providing credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary. Working within the Compliance Risk… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others ... Compliance associates. + May assist with the development and...business units to recommend policy and process changes to Senior Management. + Ensures effective coordination occurs within assigned… more
- Insight Global (Los Angeles, CA)
- Job Description Insight Global is looking for a Compliance /Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer, you ... Audit. o Work with the firm's CEO / COO / General Counsel and senior management to ensure compliance on regulatory matters throughout the business development… more
- T. Rowe Price (Baltimore, MD)
- …data changes on the rule library and manages projects assigned by the Lead Manager and/or the Investment Compliance management team. Responsibilities + ... difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by… more
- T. Rowe Price (Owings Mills, MD)
- …that matter to you . About this Position We are seeking an adaptable and innovative tax senior manager to join our Investment Tax team. You will join a team ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...and automate tax operational tasks. Role Summary Works with senior management to ensure compliance with tax… more
- CBRE (San Francisco, CA)
- TCC 2026 Sr Associate - Development Investment Job ID 236891 Posted 03-Sep-2025 Service line REI Segment Role type Full-time Areas of Interest Development ... costs, and other local market data as necessary. + Ensures the smooth Investment Committee approval and subsequent closing and compliance with any conditions… more
- Janus Henderson Investors (Denver, CO)
- … communications, including macroeconomic commentary, market updates, portfolio manager perspectives, portfolio-specific commentary, positioning papers and/or other ... insights. This role is instrumental in sharing the intellectual capital of our investment teams with clients in a timely, easy-to-consume and relevant manner. +… more
- Capital One (Mclean, VA)
- …**The Role:** Community Finance is seeking a strategically oriented and energetic Senior Manager RM with demonstrated experience driving innovation, impact and ... Sr . Manager , CDFI Relationship Manager...enrich lives. Our teams include Communications, Community Impact and Investment , Community Finance, CRA Strategy and Program Management, the… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary business lines....+ Professional certifications such as CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor),… more
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