- KeyBank (Amherst, NY)
- …members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth ...to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit… more
- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit ... Management, is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- Description Job Posting: Wealth Manager & Senior Wealth Manager A respected independent SEC Registered Investment Advisor is expanding its Wealth ... efficiency + Ensure compliance with regulatory standards and maintain accurate client records Senior Wealth Manager Position Overview: The Senior … more
- Robert Half Finance & Accounting (Mill Valley, CA)
- Description Wealth Manager / Senior Wealth Manager A leading independent Registered Investment Advisor is seeking experienced and client-focused ... grow within a collaborative, mission-driven environment. Position Overview The Wealth Manager / Sr . ...( Wealth Manager ) or 8 years ( Senior Wealth Manager ) of experience… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- …and maintain accurate client records. Senior Manager Position Overview: The Senior Wealth Manager is a seasoned professional who leads complex client ... and grow professionally within a collaborative and mission-driven environment. Wealth Manager Position Overview: The Wealth...holidays. + Opportunities for leadership and professional growth. + Senior Wealth Managers may be eligible for… more
- KeyBank (New York, NY)
- …fiduciary issues. + Work closely with Regional Trust Director and applicable Family Wealth team members on pricing, client service, compliance , and litigation ... Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization,… more
- Citigroup (New York, NY)
- …they are able to deliver on the respective people agenda priorities for USPB and Wealth . The Business Unit Manager will report to the Head of Business Execution ... Business Execution team for US Personal Banking HR and Wealth HR, that support 2 of Citi's 5 core...communication. + Serve as a point of contact, relationship manager to Sr . HR Advisor clients **HR… more
- Somatus (Mclean, VA)
- …and mental well-being + Community engagement opportunities + And more! The ** Sr .** **HEDIS Manager ** will be r _esponsible for providing operational/strategic ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...limited to Somatus staff, vendors, providers, and patients. The Sr . HEDIS Manager shall identify problem opportunities,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business ... services for GWS packaged products + Periodically reports on compliance and operational issues to senior management....reports on compliance and operational issues to senior management. + Identifies and recommends solutions to automate… more