• SMBC (New York, NY)
    …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Compliance alerts, reminders and other communications. + Support production of Annual Compliance Report and related senior officer certifications +… more
    DirectEmployers Association (10/09/25)
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  • Florida Atlantic University (Boca Raton, FL)
    …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration Regulations (EAR),… more
    DirectEmployers Association (09/30/25)
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  • SMBC (Charlotte, NC)
    …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
    DirectEmployers Association (09/26/25)
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  • Post Holdings Inc. (St. Louis, MO)
    …This assistant will be directly responsible to the Chief Human Resources Officer /Chief Compliance Officer for Post Holdings. **Responsibilities:** Executive ... do it is unique. We are not your textbook consumer packaged goods company. While others may be slow...Assistant will work closely with the human resources and compliance and other departments on a variety of events,… more
    DirectEmployers Association (09/18/25)
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  • SMBC (New York, NY)
    …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
    DirectEmployers Association (10/09/25)
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  • Banc of California (Santa Ana, CA)
    …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... a timely exam report within established guidelines and conducts meeting with Senior Management to present conclusions and findings. + Provides training and guidance… more
    DirectEmployers Association (10/17/25)
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  • Sr . Compliance Officer

    KeyBank (Chicago, IL)
    **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
    KeyBank (10/25/25)
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  • Compliance Officer - Consumer

    KeyBank (Denver, CO)
    …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk… more
    KeyBank (11/24/25)
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  • Compliance Officer , Regulatory…

    TD Bank (New York, NY)
    …Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance ... the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable Federal consumer protection laws and regulations. **Depth &… more
    TD Bank (09/21/25)
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  • Sr Marketing Officer

    Banco Popular Puerto Rico (New York, NY)
    …22, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Sr Marketing Officer Segment Marketing and Deposit Products We are seeking an ... experienced Sr . Marketing Officer with a strong background...retail and business banking. Conducting market research and analyzing consumer insights to identify target audience segments, preferences and… more
    Banco Popular Puerto Rico (09/26/25)
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