- Lincoln Financial (Radnor, PA)
- …at a Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to ... of matters * Monitor, track, and advise on potential impacts of new and proposed corporate and securities laws to ensure continued compliance * Stay up to date… more
- Janus Henderson Investors (Denver, CO)
- …family services + Complimentary subscription to Headspace - the mindfulness app + Corporate membership to ClassPass and other health and well-being benefits + Unique ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Manulife (Boston, MA)
- …their investments and personal financial goals. Reporting to the Compliance Director, the Senior Compliance Consultant is a dynamic and multi-faceted role. This ... wholesale broker dealers that underwrite and distribute several John Hancock securities related products including investment company offerings, 529 College Savings… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Corporate & Investment Banking (CIB) Senior Business Execution Consultant to support strategic initiatives, financial reporting, ... of supporting initiatives within a dynamic growing investment banking team. The Senior Business Execution Consultant will support the M&A Chief Operating… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant for Product and Strategy Delivery Team (Derivatives ... Confirmations) as part of Corporate Investment Banking (CIB) Operations division. Learn more about...engaging and influencing stakeholders, and creating concise communications to senior leaders + Advanced Microsoft Office (Word, Excel, Outlook,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant for our Payments Transformation and Industry Initiatives Team as part of ... Corporate Investment Banking (CIB) Operations division **In this role,...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …per week averaging 12 days per month in our St. Petersburg, FL Corporate Office. **Responsibilities:** + Produce workstream or project plans, ensuring that all ... parties, and take appropriate action to resolve any issues identified, so that senior stakeholders have confidence that the project can deliver according to time,… more
- Guidehouse (Mclean, VA)
- …and small business banking, commercial banking, asset and wealth management, corporate and investment banking, financial technology / digital assets, and insurance. ... + Experience creating and submitting written or oral reports to senior management including findings, analysis, conclusions, and recommended actions. + Proficient… more
- Wells Fargo (Charlotte, NC)
- …Specialist within the Product and Strategic Delivery Team as part of Corporate Investment Banking (CIB) Operations division. This individual will be tasked with ... work experience, training, military experience, education **Desired Qualifications:** + Corporate Investment Banking (CIB) Operations experience from a large… more
- DuPont (Wilmington, DE)
- …and Regulatory Affairs team is looking for a Product Packaging Regulations Senior Specialist who will monitor the product packaging requirements in the Europe ... America, interpret them based the Qnity product lines, and support corporate level product packaging compliance (ie, reporting). **Your key responsibilities:** +… more
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