• Sr . Manager , Compliance…

    Raymond James Financial, Inc. (CO)
    …to participate in the design, implementation and supervision of a comprehensive compliance program covering Raymond James Trust, NA and Raymond James Trust Company ... analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Provides compliance support for the RJTNA and RJTCNH business units. + Performs… more
    Raymond James Financial, Inc. (05/13/25)
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  • Chief Investment Officer - RJ Trust

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …work closely with advisors, all while adhering to strict regulatory and compliance fiduciary standards. Leads large and/or multiple projects with significant scope ... analyze and resolve complex issues. **Essential Duties and Responsibilities** **Strategy, Compliance and Risk Management** + Create and implement an attractive trust… more
    Raymond James Financial, Inc. (03/25/25)
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  • Sr . Advisor, Supervision- Money Movement

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ General office practices, procedures, and methods. + Suitability and other compliance issues involved with branch manager /FA trading activity. **Skill in:** ... **Job Description** **Job Summary:** The Senior Advisor, Money Movement Supervision will administer and...ACH, Standing LOA, and Periodic Payment setups for Branch Manager client accounts. Reports findings and manages concerns in… more
    Raymond James Financial, Inc. (04/29/25)
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