• Sr . Manager Compliance…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + ... to create and develop training content for applicable coverage areas. + Maintains RJ Bank's sound compliance management system standards while fostering positive… more
    Raymond James Financial, Inc. (08/08/25)
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  • Sr . Manager , Compliance…

    Raymond James Financial, Inc. (Denver, CO)
    **Essential Duties and Responsibilities** + Provides compliance support for the RJTNA and RJTCNH business units. + Performs human resources management activities ... as participating in interviewing and selecting staff within RJTNA and RJTCNH Compliance department. + Plans, assigns, monitors, reviews, evaluates, and leads the… more
    Raymond James Financial, Inc. (08/01/25)
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  • Senior Manager , Business Controls…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and quality assurance are properly addressed within process and procedures. + Interface with RJB Compliance , RJ Compliance , and RJ Supervision to guide ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more
    Raymond James Financial, Inc. (08/29/25)
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  • Senior Advisor, Conflicts of Interest…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …office practices, procedures, and methods. + Conflicts of Interest and other compliance issues involved with branch manager /FA trading activity. **Skill in:** ... continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews… more
    Raymond James Financial, Inc. (07/26/25)
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