- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** Under direction of the SVP, Head of Prudential Regulatory Relations, work directly with regulators and internal stakeholder ... of Raymond James in support of successful execution of the firm's prudential regulatory relations strategy. **Responsibilities:** + The firm's holding company… more
- Bank of America (New York, NY)
- …liquidity and funding risks in the Bank. Responsible for compliance with Enhanced Prudential Standards and other regulatory guidelines, the candidate will work ... Sr . Quantitative Finance Analyst - Liquidity Model Validation...us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst - Liquidity Risk to conduct… more
- Citigroup (Tampa, FL)
- …+ Analyzing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. + ... navigate a complex organization; to influence and lead people across cultures at a senior level. + Experience in managing regulatory exams and relationships with… more
- Charles Schwab (Westlake, TX)
- … Liaison Office (RLO) leads, guides, and helps shape the company's regulatory interactions with both prudential and functional regulators. The functional ... regulators, and exchanges such as CME Group, on compliance-related matters, regulatory inquiries, and examinations. **What you'll do:** + Review, research, and… more
- American Express (New York, NY)
- …and key internal capabilities and technologies. About the Role: We are seeking a Senior Audit Manager who is passionate about Capital Planning and Treasury. Key ... supporting Second Line functions) + Remain current on US regulatory requirements specific to Capital Planning, including SR...SR 15-19, Regulation Q, Regulation Y, the Enhanced Prudential Standards (Regulation YY), SR 12-7, among… more
- PNC (Washington, DC)
- …valued and have an opportunity to contribute to the company's success. As a Senior Counsel within PNC's Regulatory Affairs Legal team, you will be based ... office on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. This role will provide bank regulatory legal advice within… more
- M&T Bank (Buffalo, NY)
- …management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation Letters) 10-1, ... SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere...risk controls and other second line of defense and regulatory standards, policies and procedures. + Understand and adhere… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …finance-related topics. This role requires a keen awareness of banking and regulatory trends impacting finance, audit data analysis skills, and risk management ... retain talent within the Audit organization. * Establish strong relationships with senior leaders including executive management, and related control groups. * Use… more
- Charles Schwab (Westlake, TX)
- …translate complex business problems into discrete quantifiable components; + Knowledge of regulatory rules (LCR, NSFR, Enhanced Prudential Standards, Basel III, ... including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and associated public… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more