- Aegon Asset Management (Cedar Rapids, IA)
- …transamerica.com . Job Description Summary Transamerica Financial Advisors (TFA) is searching for a Surveillance Lead Compliance Analyst to help mitigate ... procedures; identify, recommend, and implement new and/or enhanced practices. + Perform surveillance functions to ensure compliance with current state and/or… more
- Insight Global (Salt Lake City, UT)
- Job Description Insight Global is looking for a mid-level analyst candidate to sit in the market surveillance group at a large financial client of ours. This ... group sits within the Financial Crime Compliance Group, a centralized surveillance function within...offerings, corporate accounting scandals, etc. * Participate and potentially lead working groups that focus on enhancing controls/quality of… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Summary Transamerica Financial Advisors (TFA) is searching for a dynamic and experienced Testing Lead Compliance Analyst to help mitigate TFA's risk by ... Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative...(Series 66) preferred + Prior experience conducting investigations and surveillance + Prior e xperience creating and performing testing… more
- Abbott (Alameda, CA)
- …generic medicines. Our 114,000 colleagues serve people in more than 160 countries. ** Lead Tracking and Trending Analyst ** **Working at Abbott** At Abbott, you ... for diversity, working mothers, female executives, and scientists. **The Opportunity** The Lead Tracking and Trending Analyst will be responsible for conducting… more
- MUFG (New York, NY)
- …to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst , you will play a crucial role in executing our data strategy ... understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master...Transaction Filtering, and KYC processes. This individual will also lead a small team of business analysts and scrum… more
- Citigroup (Tampa, FL)
- …and Commodities), sits within the Fixed Income Technology organization. Business Analyst /Project Management Specialist is the department's knowledge lead with ... SMaRT ( Surveillance , Monitoring and Regulatory Tool) is the Strategic Rules Engine for Markets Technology (covering Spread Products, Rates, FX, Equities… more
- City of New York (New York, NY)
- …the Office of Public Health Engineering. The position will report to the water systems analyst lead and will work with a team of scientists, engineers, and data ... and compliance review. Prepare scientific reports related to the program's compliance and surveillance activities, study findings, regulatory review of the… more
- TD Bank (New York, NY)
- …intense and exciting environment. In this first line of defense (1A) role, the Analyst will work with leaders of the Business Supervision and Governance team to ... lines regulatory supervision activities and delegated supervisory processes. + Execution lead on control with Corporate and Investment Banking front line… more
- University of Colorado (Aurora, CO)
- **Commitments Budget Analyst ** **Description** **University of Colorado Anschutz Medical Campus** **Department: School of Medicine, Office of the Dean** **Job Title: ... Commitments Budget Analyst ** **Position #: 00831665 - Requisition #:36055** **Job Summary:**...allowing for commitment tracking and optimized department reporting, ensuring compliance with policies and regulations. + Ensure the proper… more
- Precise Systems, Inc. (Washington, DC)
- …serve on the Program Protection Working Group and provide support as the Lead Cybersecurity/RMF Analyst responsible for the Authorization and Assessment process ... service and the Precise solution. We are currently seeking a Cybersecurity Analyst / ISSO. The successful candidate will provide full-time direct support to the… more