- NatWest Markets (Stamford, CT)
- Swap Dealer Testing VP Stamford,United States Permanent Full Time \#R-00249217 Our people work differently depending on their jobs and needs. From hybrid ... as necessary to ensure the proper operations of the department and the business._ ** Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring… more
- SMBC (New York, NY)
- …documentation, and reporting approaches) 2. Familiarity with regulatory requirements for Swap - Dealer , Broker- Dealer and Bank entities. **Role Objectives: ... competitive portfolio of benefits to its employees. **Role Description** The VP 's primary job responsibilities include coordinating risk management activities such… more
- Citigroup (Tampa, FL)
- …aspects in managing the US Broker Dealer and its related activities as a CFTC Swap Dealer and FCM. This role entails managing the risk of this legal entity ... to join the CRO team of Citi's US Broker Dealer legal entity. The objective of the role is...organization + Be able to understand drivers of stress testing results and concentration analysis on a regular basis… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York ... overseas arm of MHBK's Internal Audit Division (IAD). Summary Vice President supporting IADA by maintaining a...+ Perform issue validation reviews (design and operating effectiveness testing ) for the remediation of key issues (eg regulatory,… more