- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Byline Bank (Chicago, IL)
- … Officer opportunity! **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance ... policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...risks associated with high-net worth channels. + Conduct regular compliance testing and review to ensure ongoing… more
- MetroLink (Los Angeles, CA)
- Compliance Officer I/ll Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4918496) Apply Compliance Officer I/ll Salary $76,375.00 - ... Authority (SCRRA), operator of the METROLINK Commuter Rail System, is seeking a Compliance Officer I/II. In this position, the incumbent monitors contractor… more
- Iowa Department of Administrative Services (Ames, IA)
- Civil Rights Compliance Officer Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4919100) Apply Civil Rights Compliance Officer Salary ... some travel and overtime. Flexible schedule available. Telecommute available As a Civil Rights Compliance Officer ( Affirmative Action Compliance Officer … more