- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... and performance monitoring of models in support of market and communication surveillance practices. + Support Model Validation process by undertaking preparation of… more
- GCI Communication Corp (Anchorage, AK)
- …+ Associate degree in electronics or relevant field, telecommunications trade school, or equivalent training. + Telecommunications experience. + Other telecom ... ESSENTIAL DUTIES AND RESPONSIBILITIES AT ALL LEVELS: + Performs routine maintenance, surveillance , and construction operations on all Radio Frequency / Microwave /… more
- GCI Communication Corp (Soldotna, AK)
- …excavators for excavation, foundation laying, and construction tasks. Ensure compliance with Alyeska badging requirements, including mandatory random drug screenings ... to transport materials and equipment to various job sites, ensuring compliance with commercial driving regulations and performing routine vehicle maintenance. +… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- JPMorgan Chase (Jersey City, NJ)
- …the risks associated with models used for sanctions screening, trade surveillance , transaction monitoring, and other models within Compliance . You will ... striving to be best-in-class. As a Model Risk Program Associate within Risk Management and Compliance , you...in modeling, reviewing or managing models for sanctions screening, trade surveillance or transaction monitoring is desirable.… more
- BMO Financial Group (New York, NY)
- …and maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance , and identifying and corrects possible gaps and ... the expectation** . Our team is growing its Fixed Income, Commodities, and Currency Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer… more
- SMBC (Jersey City, NJ)
- …the FIU VP, the FIU Associate is responsible for the day-to-day compliance efforts related to transaction surveillance , including the completion of assigned ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is responsible for the delegation and oversight of day-to-day compliance efforts related to transaction surveillance . This… more
- Edward Jones (St. Louis, MO)
- …+ Manage risk by detecting and investigating red flags through the use of trade surveillance tools + Support the resolution of identified risks + Identify, ... Senior Compliance Officer within the firm's Trading and Market Surveillance area in Financial Crimes. **Key Responsibilities:** + Monitor information barriers, … more
- Santander US (Boston, MA)
- …industry regulations. Will reviews new accounts, trade activity and daily trade blotters. The Associate , Investment Supervision will work directly with ... Associate , Investment Supervision Country: United States of America...the established procedure, and ensure timely closure of identified surveillance issues * Works with Compliance , Operations… more
- Lowe's (Rockledge, FL)
- …safe, and stocked with the products our customers need. As a Merchandising Service Associate - Plant Service Lead, this means focusing on Live Plants while: (1) ... are safe, clean, and easy for customers to access. The Merchandising Service Associate - Plant Service Lead is primarily responsible for overseeing execution of all… more
