- Charles Schwab (Westlake, TX)
- …banks, broker dealers and trust companies. Mutual Funds Clearing is looking for a Senior Team Manager to manage the relationships of our external Clearing ... the specified location. Our goal in Clearing Mutual Fund Operations is to be the most admired and respected...team that will handle multiple functions within Mutual Fund Operations . We provide a back office mutual fund processing… more
- Bloomberg (New York, NY)
- Senior Software Engineer - Buy-Side Trading Violation Manager Location New York Business Area Engineering and CTO Ref # 10043826 **Description & ... Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management system...trading life cycle from idea generation to post-trade operations , and everything in between. The Compliance team sits… more
- PNC (Philadelphia, PA)
- …respected, valued and have an opportunity to contribute to the company's success. As a Senior Product Manager - Investment Trading Systems within PNC's Asset ... at manager 's discretion. We are seeking a Senior Product Manager - Investment Trading...or experiences utilizing traditional and emerging capabilities in technology, operations , and data analytics to offer customers a differentiated… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Senior Analyst supports Trading Venue Governance across TD Securities ... have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in… more
- JPMorgan Chase (New York, NY)
- …JPMorganChase, we offer an exciting opportunity for career growth and development as a Trading Services Manager . Join us to leverage your skills in automation ... team that values innovation and continuous improvement. As a Trading Services Manager within JPMorganChase, you will...Your work will have a wide-ranging impact on our operations , financial management, and service delivery, contributing to the… more
- TD Bank (New York, NY)
- …Business Management TDS is responsible for the planning, direction, and coordination of trading operations within The Bank. This position is also responsible for ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is a core competency. The Director Trading… more
- Bank of America (Houston, TX)
- …market characteristics. + Works independently and is responsible for risk management and trading activities with limited direction from more senior staff + Scope ... Director, East Power Trading Houston, Texas **To proceed with your application,...power market experience is necessary to effectively manage daily operations **Shift:** 1st shift (United States of America) **Hours… more
- BMO Financial Group (New York, NY)
- …strengthen governance and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex ... advisory services to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the… more
- JPMorgan Chase (Jersey City, NJ)
- …for you. As a Director of Software Engineering at JPMorganChase within the Electronic Trading Services Platforms , you lead a technical area and drive impact within ... innovation and solution delivery. The Lead will work directly with the Electronic Trading Lines of Business to ensure the technical strategy aligns with and… more
- SMBC (New York, NY)
- …audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. ... of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to… more