- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- CHS Inc. (Inver Grove Heights, MN)
- …and energy commodities. CHS's Compliance & Integrity team is seeking a Global Trading Compliance and New Product Risk Senior Director to oversee, monitor and ... Director will lead the development, governance and administration of trading compliance and new product risk management...on regulated entity risk committee and act as a compliance advisor to its Board of Managers… more
- JPMorgan Chase (New York, NY)
- …tactical objectives. As a Business Manager within our North America Cash Equities Trading Business, you will optimize business performances by helping to drive key ... initiatives. You will act as a trusted advisor and counterweight to Business/Group Heads, and are responsible...aligning department and support groups (Finance, Tech, Ops, Legal, Compliance ) + Optimize 'bottom line' business performance by driving… more
- Bank of America (New York, NY)
- Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Brokerage-Services-Financial- Advisor \_25035237) **Job Description:** Merrill Wealth Management is a leading… more
- Vanguard (Malvern, PA)
- …at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you'll play ... future of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- JPMorgan Chase (New York, NY)
- …+ Work with Legal, Compliance , and Risk partners to address regulatory requirements and support risk management in trading and investment activities. ... through agile implementation, with attention to investment execution, asset servicing, and regulatory compliance . + Research and analyze new product capabilities… more
- Wells Fargo (Iselin, NJ)
- … advisor to leadership. Design, develop, and maintain electronic trading systems to meet low-latency, high-throughput requirements for key eTrading components ... trading systems in production environments, ensuring stability, resilience, and compliance with regulatory requirements. telecommuting is permitted up to 2… more
- JPMorgan Chase (Boston, MA)
- …JP Morgan, we've experienced breakthrough growth over the last year. Today, 450 financial advisor firms with $1 trillion in assets (and counting) are using 55ip. As ... This role combines operational understanding, and analytics with market dynamics and trading practices. The VP acts as a liaison between assets managers, traders,… more
- JPMorgan Chase (New York, NY)
- …agile implementation, with a focus on investment execution, asset servicing, and regulatory compliance . + Identify and analyze new product capabilities and ... to support UX design, technology development, and operations. + Collaborate with Legal, Compliance , and Risk to address regulatory exposure and ensure robust… more