- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- JPMorgan Chase (New York, NY)
- …clients, serving as a senior advisor and trusted partner. + Ensure compliance with all regulatory requirements and internal policies, setting the standard ... The Executive Director, High Touch Trading , will lead the strategic direction and execution...Summary:** As an Executive Director for our High Touch Trading team, you will lead the strategic direction and… more
- BMO Financial Group (New York, NY)
- …across the commodities platform. The successful candidate will act as a trusted advisor to trading desks, providing expert guidance on market, credit, ... advisory services to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the… more
- Raymond James Financial, Inc. (Southfield, MI)
- …appropriate corrective action. + Contacts internal and external customers to resolve trading problems. + Maintains currency in trading policies and procedures. ... rejects on bulk trades for discretionary accounts, works with advisor to reprocess as needed. + Coordinates and processes...and procedures are adhered to, and that the firm's regulatory obligations are met. + Processes various trade related… more
- JPMorgan Chase (New York, NY)
- …found the right role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. ... risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial… more
- Vanguard (Malvern, PA)
- …about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory strategy, helping ensure our ... advising business units on how to meet and exceed regulatory expectations. Design & Enhance Compliance Programs...and refine compliance processes for investment products, trading activities, and client interactions. Trusted Advisor … more
- Shell (Houston, TX)
- …Policy. Additionally, the individual is responsible for assisting with Financial & Energy Regulatory compliance as needed. **What you'll be doing** + Trade ... Texas, United States of America **Job Family Group:** Compliance **Worker Type:** Regular **Posting Start Date:** October 7, 2025 **Business unit:** Trading and… more
- City National Bank (Los Angeles, CA)
- …guidance to clients. * Collaborate effectively with cross-functional teams, including trading , operations, compliance , and risk, to ensure successful execution ... * ADVISOR SENIOR - FOREIGN EXCHANGE* WHAT IS THE...of transactions and alignment with regulatory standards. * Actively assist in negotiating ISDAs, CSAs,… more
- Raymond James Financial, Inc. (Denver, CO)
- …* General office practices, procedures, and methods. * Suitability and other compliance issues involved with branch manager/FA trading activity. **Skill in:** ... and databases. * Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. * Detail orientation to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and databases. Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. Detail orientation to ensure ... business units. May participate in the formation of policies related to compliance . Performs other duties and responsibilities as assigned. **Knowledge, Skills, and… more