- Stony Brook University (Stony Brook, NY)
- …Governance Committee reporting jointly to the SBUH CEO and the Vice President for Research and Innovation, providing executive-level oversight and strategic ... Duties:** The Data Use Agreement Manager reports to the Director for Research Security in the Office of Research...and comply with data privacy laws. + **Documentation and Reporting :** + Maintain detailed and accurate records of all… more
- OneMain Financial (Irving, TX)
- As the VP , Director of SEC Reporting , you will lead and oversee the external financial reporting process for the company, including US Securities and ... or related field; CPA strongly preferred. + 8+ years progressive experience in SEC reporting and technical accounting. + 4+ years leading teams in a reporting… more
- Robert Half Finance & Accounting (Skokie, IL)
- …compliant controls with the VP of Finance, the Finance Controller and the Director of SEC Reporting & Technical Accounting and ensure their effectiveness ... Reporting and Technical Accounting will be reporting to the Director of SEC Reporting and Technical Accounting. The ideal candidate is an avid… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary:** This position will report to the Director , Third-Party Management for first line of defense TPRM and will be principally ... in the success of the program. **Major Responsibilities:** **TPRM Reporting ** + Support the overall TPRM reporting ...guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function ... of the Bank's governance, risk management and control processes. It reports to a Director . This role includes, but is not limited to, execution of end-to-end audit… more
- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in-class. As the Compliance Risk Management Director within the Compliance, Conduct and Operational Risk (CCOR) organization, you will ... office maintains effective written supervisory procedures. + Assist team with reporting , metrics, project management, and conducting compliance risk assessments. +… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the one of the team manager under Director DTO-Americas , this ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more
- MUFG (Tempe, AZ)
- …provide more details. **Job Summary:** This position will report to the FLoD Director Third-Party Management and will be principally engaged in execution of the ... with applicable rules and guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators (eg, NY Department of… more
- JPMorgan Chase (Boston, MA)
- …market action when necessary to resolve the error, and completing the error reporting and then assigning responsibilities for the errors as necessary + Review client ... and resolve personal trading policy violations with Compliance and Regional Director as required **Required qualifications, capabilities, and skills** + 7+ years… more
- American Water (Camden, NJ)
- …_*Primary Role*_ The Senior SEC /Governance Paralegal will report to the Vice President , Chief SEC Counsel and Secretary (Corporate Secretary) ... within the Legal Counsel & Services Department. The Senior SEC /Governance Paralegal will independently handle or provide support to the Corporate Secretary and the … more
