- TD Bank (New York, NY)
- … compliance , legal, and business functions. _*General Job Description:_ The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- MTA (New York, NY)
- Vice President Project Controls Executive (Stations) Job ID: 12100 Business Unit: MTA Construction & Development Location: New York, NY, United States ... eligible to apply 30 days after their effective date of hire. JOB TITLE: Vice President Project Controls AGENCY: Construction & Development DEPT/DIV: Delivery \… more
- Neotech (Chatsworth, CA)
- …additional locations in the US and Mexico. Position: NEOTech is hiring a Vice President of Procurement with experience within the contract electronics ... be based in the Chatsworth, CA corporate headquarters location. Job Overview The Vice President of Procurement is responsible for leading world-wide procurement… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan Chase & Co.'s esteemed Legal Department as a Vice President and Assistant General Counsel. Support our Private Bank / Wealth Management Investment ... world of wealth management. As a GPB Wealth Management Investment Solutions Attorney - Vice President , Assistant General Counsel in the Private Bank / Wealth… more
- JPMorgan Chase (New York, NY)
- …the tax-exempt and taxable capital markets. As a Public Finance Attorney - Vice President , Assistant General Counsel within JPMorgan's legal department, you will ... daily with banking, markets, regulatory, and other lawyers, as well as compliance , risk, conflicts , and operations partners. If you possess intellectual… more
- Citigroup (Jacksonville, FL)
- …leadership team, and escalate any issues or decisions needed. What you'll do Seeking a Compliance and Regulatory risk manager to serve as a key advisor and ... end to end management, execution, and governance of key Compliance Programs such as Conduct, Conflicts of...activities to the leadership. + Serves as key business/product compliance and regulatory risk manager and thought… more
- Arena Investors LP (Jacksonville, FL)
- …and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); . Conflicts of interest ... Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital...expand the team through the addition of a senior Compliance Officer. In this role, this individual will work… more
- BMO Financial Group (Chicago, IL)
- …point for complex client issues, using strategic problem-solving to resolve conflicts and maintaining strong client relationships. + Leads the structuring of ... basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of relationship management, mitigating risk and… more
- Citigroup (Tampa, FL)
- …progress toward the Data Transformation target state. The Data Architecture Risk Manager , C14, will lead data architecture and data domain centric risk assessments ... identification and comprehensive remediation. **Transformation:** In addition to overseeing the compliance against ORM frameworks, Data Risk Management has the added… more
- TD Bank (San Francisco, CA)
- …you more specific details for this role. **Job Description:** We are seeking a VP Compliance professional to join our TD Securities US Control Room located ... business partners, conduct deal updates, answer and respond to conflicts clearance requests, and work through questions from the...to work comfortably within Excel. _*General Job Description:_ The VP Compliance TDS oversees/leads a team(s) of… more
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