- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- Northrop Grumman (Redondo Beach, CA)
- …they're making history. **Northrop Grumman Aeronautics Systems has an opening for a Sr. Manager International Trade Compliance (M2 level) to join our team ... personnel on significant and sensitive matters . Maintains applicable trade compliance records and provides reports in...allow employees to share in company results. Employees in Vice President or Director positions may be… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo. **About this role:** Wells Fargo is seeking a Vice President , Lead Corporate Banking Relationship Manager as part of the Industrials Corporate ... Finance, M&A related Acquisition Finance, Treasury Management, Macro solutions, Global Receivables & Trade and Credit. This position requires a VP that is… more
- Five Star Breaktime Solutions (Athens, GA)
- …is subject to change based on company needs.Department:Retail Operations - Micro MarketsHiring Manager :Regional Vice President About the Role Five Star ... Vice President of Retail Operations -...with corporate and regional leadership to uphold service standards, compliance , and operational excellence. + Manage and develop operational… more
- JPMorgan Chase (Chicago, IL)
- …products and solutions to meet their generational wealth management needs. As a Vice President Supervisory Manager in JP Morgan Wealth Management, ... will ensure effective resolution of e-communication and transaction-related inquiries, manage trade correction reviews and approvals, and review and approve all… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain...57, Series 63, Series 24 + Basic understanding of trade -life cycle, equity & markets + Prior front office… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...will report into the North America CCOR Specialized Testing Manager . CCOR Testing is a risk-based, point-in-time evaluation of… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more