- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance Department Training Team. In ... in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The...and HR.. + Manage and oversee the process of exam requests, ensuring that all necessary procedures are followed.… more
- JPMorgan Chase (Chicago, IL)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (New York, NY)
- …first and second-line CIB Markets businesses and their respective regulators. + Lead regulatory examinations through the exam lifecycle, as well as ongoing ... Lead and other exam partners in preparation for, and engagement in, regulatory engagements. + Work with REMs and engagement managers across LOB and functions,… more
- JPMorgan Chase (New York, NY)
- …active listening and summarizing complex information + Knowledge of regulators' exam processes and regulatory matters **Preferred qualifications, capabilities, ... risk management and compliance at JPMorgan Chase. As a Regulatory Strategy Lead, you will be at the forefront...you will be at the forefront of managing critical regulatory relationships and ensuring our firm remains strong and… more
- Wells Fargo (New York, NY)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... This role will require tracking of all audit and exam related requests as well as ensure a timely...SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work… more
- JPMorgan Chase (Columbus, OH)
- …the box, challenging the status quo, and striving to be best-in-class. As a Vice President in risk management, you are responsible for supporting implementation ... regulatory and corporate requirements + Support leadership with regulatory relations including Exam Management + Comply with risks own applicable laws, rules,… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within Corporate and Investment Banking ... to travel up to 75% of the time + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring an experienced Associate or Vice President to join its Insurance Investment Banking team in New York. You will ... in client presentations + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
