- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Governance , Risk, and Controls, plays a key role ... to this role. The VP partners with colleagues across the Governance team, Sanctions Compliance, and the broader Financial Crimes Compliance (FCC) function. They… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to ... you'll be responsible for ensuring adherence to OFAC and international sanctions regulations and driving proactive risk-based initiatives to protect the firm… more
- MUFG (Irving, TX)
- …audit, testing and issues management. The individual is responsible for ensuring sanctions compliance governance , leadership and oversight to ensure a globally ... daily operations and execution of a global financial institution's sanctions compliance program. As a member of the Global...a member of the Global Financial Crimes Division (GFCD) Sanctions Compliance Department, this individual will be the SME… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager, Vice President on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... financial crimes. The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit coverage of Anti-Bribery and Corruption… more
- MUFG (Irving, TX)
- …Financial Crimes Department (GFCD), the KYC Policy, Regulatory & Execution Vice President provides subject-matter expertise in the development, implementation, ... and enhance program elements across regions and branches. The Vice President reviews all changes made to...will liaise and collaborate with MUFG Legal, GFCD Policy Governance , GFCD Sanctions , GFCD Operations (Intelligence and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President , AML and Fraud Risk Technology, is a senior leader within ... and resilient technology solutions that power real-time monitoring, behavior analytics, sanctions screening, and case management systems. The VP will lead… more
- SMBC (Jersey City, NJ)
- …and customer screening. Associates help lead the team on the behalf of the Vice President ("VP") and report into the VP. Associate have responsibility for ... employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") is responsible for the review of alerts… more
- JPMorgan Chase (Miami, FL)
- …Commercial and Investment Bank (CIB) Payments Sales team! As a Corporate Sales Payments Vice President in the Latin America Central America & Caribbean Payments ... + Manage and respond to client screening and disposition requests (GFCC, sanctions , AML, anti-corruption, PEP, news, etc.) + Manage pipeline information accuracy and… more
- Citigroup (Tampa, FL)
- …and effectiveness of the sub-function/job family **Responsibilities:** + Help contribute to governance and the facilitation of the execution of the Manager Control ... in accordance with requirements. + Help ensure that adequate governance and training are in place to support management...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- MUFG (Irving, TX)
- …provide routine updates for GFCD leadership, Senior Management, and the appropriate governance forums. Data Integrity - 10% * Cleanse, develop and interpret client ... * Knowledge and experience with FATF and Wolfsberg guidance on AML and sanctions related to correspondent banking. * Ability to research and investigate complex FI… more