- JPMorgan Chase (Jersey City, NJ)
- …quo and striving to be best-in-class. As a Surveillance Lead (Wealth Management Trade Surveillance ) Vice President within Compliance, Conduct and ... play a crucial role in Risk Management by conducting reviews of trade surveillance alerts related to Market Manipulation and Misconduct, Sales Practice, and… more
- TD Bank (New York, NY)
- …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Vice President , Compliance Transformation Project Manager manages Compliance ... environment, and maintaining effective communications and reporting. The successful Vice President , Compliance Transformation Project Manager has demonstrated… more
- Wells Fargo (Charlotte, NC)
- …knowledge to provide expertise to key aspects of the bank's controls and trade surveillance framework within the First Line business. The successful candidate ... will work closely other BASS team members, Line of Business supervisors, Business Controls and COO teams as well as other support functions (eg, Compliance, Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal will be to help… more
- JPMorgan Chase (Tampa, FL)
- … surveillance inquiries + Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance requests (ie options, ... margin, QIB) + Perform oversight of incoming correspondence, checks, and securities. Review trends and patterns of escalated email violations. + Provide pre-approval of suitability for accounts to participate in alternative investments; review and determine… more
- Citigroup (Jersey City, NJ)
- …, employee trading, outside activities surveillance , and information barrier controls/ surveillance . This Vice President (VP) role sits within ... The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and… more
- Northrop Grumman (Baltimore, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives.… more
- Northrop Grumman (Huntsville, AL)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... delivers a single integrated air picture with unprecedented accuracy and broadens surveillance and protection areas. By implementing IBCS into their militaries, the… more
- Northrop Grumman (Palmdale, CA)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... + Manage occupational health programs including industrial hygiene monitoring and surveillance . + Manage department budget and identifying opportunities for process… more
- Northrop Grumman (Linthicum Heights, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Systems** is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more