- Zurich NA (Schaumburg, IL)
- Vice President Compliance Advisory 127527 Zurich North America is currently hiring for a Vice President , Compliance Advisor to support ... IL North America HQ. This person will report to the Head of Compliance Advisory and Assurance. Responsibilities: + Provide Compliance advice, insights and… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team in ... NYC. The ideal candidate must have compliance advisory experience with background in OTC and Exchange-Traded Equities, and Electronic Sales & Trading. This role… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team in ... experience in the investment banking space, preferably in an advisory capacity. The Vice President ...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting ... and procedures of SMBC and Head Office. The KYC Advisory & Controls Vice President ...should be in financial crimes consulting, project management or back-office/ compliance operations. 5 years in management. + BA /… more
- MUFG (Irving, TX)
- …and communicating with prudential regulators. **Responsibilities:** Responsibilities of the Global Sanctions Advisory Vice President may vary based on need, ... team will provide more details. As a member of the Global Sanctions Compliance Department (GSCD), this contributor will be a sanctions regulations subject matter… more
- JPMorgan Chase (Jersey City, NJ)
- …how clients experience our products and help to elevate every client interaction. As a Vice President in Global Payments Advisory team, you will be an ... proposition in addressing clients' needs + Ensure strong risk management, compliance , and adherence to relevant policies and procedures Required qualifications,… more
- Raymond James Financial, Inc. (New York, NY)
- … advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster a continuous improvement mindset ... across teams and stakeholders. + Collaborate closely with Risk, Legal, Compliance , and PCG to ensure supervisory practices align with regulatory expectations,… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... The work will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the business… more
- Thrivent Financial (Denver, CO)
- …and enabling practices who provide advice and solutions to Thrivent clients. The Area Vice President will partner closely with our COEs focused on Advisor ... and customer-centric approach of becoming a leader in financial advisory , delivered by our Financial Advisors (FA). Thrivent Financial,...purpose, promise and values. DUTIES & RESPONSIBILITIES: The Area Vice President supports Group Vice … more
- Minnesota State (Red Wing, MN)
- …am CT on the specified Closing Date (if designated).** **Working Title:** Vice President of Strategic Initiatives **Institution:** Minnesota State College ... as a partner to the senior leadership team, the Vice President of Strategic Initiatives is the...'s direction, including but not limited to Convocation and President 's Advisory Council meetings. Actively participate as… more