- TD Bank (Mount Laurel, NJ)
- …support the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory... Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- Citigroup (Wilmington, DE)
- …Assurance & Policy Execution oversight Director leads assurance and oversight activities across wealth risk management processes impacted by Investments, ... of periodic reviews for assigned book of work and provide assurance for wealth businesses in accordance with the applicable Risk Policy. The role requires the… more
- Citigroup (Tampa, FL)
- …as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and ... Wealth Deposits and Lending businesses. **Responsibilities:** + Provide compliance product coverage to Global Wealth SBL...transactions and/or products. + Assist in the development and administration of Compliance and ORM training for… more
- Truist (Miami, FL)
- …other financial institution experience with an emphasis in operations or administration 2. Demonstrates strong investment, wealth management, treasury services, ... review the following job description:** Lead, develop and coach a team of wealth support specialists and oversee the daily service, sales and operations support of… more
- First Horizon Bank (TX)
- …-Management oversight of Financial Advisors. -Adherence to the highest compliance standards. -Extensive Travel -Engage your connectivity in the community to ... On site in Louisiana or Texas location. **Summary** : We are seeking an outstanding Wealth Leader to join our growing team. The Managing Director will lead teams of… more
- BMO Financial Group (Chicago, IL)
- The Associate General Counsel (AGC), Trust & Estate Administration , manages the legal team that delivers legal and regulatory advice on trust and estate ... administration products, initiatives, strategies, policies and developments for and...for and on behalf of BMO Financial Group's US Wealth Management business, which consists of several interrelated companies… more
- BMO Financial Group (Barrington, IL)
- …Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works collaboratively within the branch ... Senior Portfolio Manager, Trust Investment Officer, Senior Investment Manager at a Wealth Management firm with** **no less than** **7-10 years of experience**… more
- CIBC (San Francisco, CA)
- …in order to effectively bring about resolution. This role also provides oversight on some aspects of the Client Service Associate's responsibilities. **How you'll ... + Achieve and sustain a balanced approach to managing risk by ensuring compliance controls and processes (regulatory, compliance , fiduciary) are integrated into… more
- Citigroup (Irving, TX)
- …Security (IS) with 2+ years' experience working directly on **technology** risk oversight coordination and administration + Must have knowledge and hands-on ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Comerica (Winston Salem, NC)
- …and Irrevocable Life Insurance Trust business units. These business units focus on oversight , advisory services, and administration of accounts within each of ... administration , as well as directly administer accounts. Position Responsibilities: Fiduciary Administration , Oversight & Governance * Serve as a subject… more