- First Horizon Bank (Brentwood, TN)
- …Miami, FL; New Orleans, LA; Dallas, TX; Charlotte, NC; Houston, TX **SUMMARY** The Chief Investment Officer is responsible for leadership and oversight of all ... * Host the First Friday Update Economic and Market Review meeting with Wealth Management associates. * Serve as lead speaker for Quarterly Conversation… more
- HUB International (New York, NY)
- …business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion ... This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and... advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly… more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a ... years of financial services experience required . Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office or… more
- TIAA (Charlotte, NC)
- …the client-facing, sales enablement, and business management teams within the Wealth Distribution organization. Wealth Chief Operating Office - An ... Product and Business Development, Retirement Solutions, Risk and Compliance, Technology, and Wealth Management . **Key Roles and Duties** + **Support high-impact… more
- University of Pennsylvania (Philadelphia, PA)
- …and management for all criminal investigations. + The Deputy Chief ensures investigations are conducted in compliance with applicable laws, university policies, ... variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted… more
- City National Bank (New York, NY)
- …oversight for the bank's trust and fiduciary operations. This role works with executive management within the Wealth Management Division to balance prudent ... management practices and adherence to best practices across wealth management . * Build and sustain effective...understanding of relevant laws, rules and regulations related to Investment Management and Fiduciary activities * … more
- JPMorgan Chase (New York, NY)
- … investment and non- investment products, solutions, and services across wealth management . This includes areas such as sales & trading, brokerage, ... Chief Investment Office/ investment management...research, and working extensively with colleagues across Asset and Wealth Management , including investment professionals,… more
- Citigroup (Miami, FL)
- …areas within Wealth , including Banking, Investments, Lending, Wealth Planning, Chief Operating Office and Chief Investment Office + Partner with ... segments through Citigold(R) and Citigold Private Client and captures wealth management in the workplace through Global... management in the workplace through Global Wealth at Work. We also have leading investment… more
- Huntington National Bank (Columbus, OH)
- …Program for Huntington's Investment Banking Broker Dealers and Huntington's Wealth Management Division inclusive of affiliates engaged in Insurance and ... Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus...Chief Compliance Officer or lead compliance director for investment banking/M&A at like size or larger organization. +… more
- Bank of America (San Antonio, TX)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Antonio/ Investment - Management -Specialist\_25030384-2) **Job Description:** Merrill ... Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and… more